We are looking for an experienced professional to join our team as a Senior Auditor in the financial services industry. The role will focus on conducting Anti-Money Laundering (AML) audit assignments using an effective risk-based approach. The successful candidate will ensure compliance with local regulations and head office policies and procedures, and contribute to strengthening the internal control environment by providing value-adding recommendations.
Key responsibilities include performing AML audit assignments with adequate and complete documentation to support all findings and evidences. You will be expected to assess internal controls, stay up to date and compliant with the Hong Kong Monetary Authority’s Supervisory Policy Manual (SPM), and follow up on the implementation of improvement measures by auditees. Additionally, you will assist in reporting audit progress to the head office on a quarterly basis, proactively communicate the status of audit assignments, and liaise effectively with various internal stakeholders. The ability to undertake ad-hoc audit duties when assigned is also essential.
The ideal candidate will have a minimum of 4 years of AML audit experience within the banking industry and possess a sound understanding of corporate banking products. Professional certifications such as CPA or CIA, or an equivalent qualification, will be considered advantageous. Experience working in audit firms will also be beneficial to your application. Familiarity with the execution of a risk-based audit approach is a key requirement, as is strong proficiency in both spoken and written English. We are seeking a candidate who can work independently while maintaining strong communication skills and a collaborative team spirit.
If you have a strong eye for detail, a comprehensive understanding of AML regulations, and the drive to contribute meaningfully to the audit function, we encourage you to apply for this opportunity.