Compliance Associate Director

Compliance Associate Director

Job Description

We are seeking an experienced Compliance Associate Director to join a leading organisation in the insurance industry. The successful candidate will be responsible for ensuring adherence to regulatory requirements, overseeing product compliance, and providing strategic guidance on compliance matters.

Key Responsibilities

• Oversee and manage regulatory compliance requirements, ensuring adherence to local and international regulations.
• Develop and implement compliance programmes, policies, and procedures to mitigate risks.
• Ensure product compliance by reviewing product offerings and ensuring alignment with applicable laws and regulations.
• Conduct compliance risk assessments and implement necessary controls.
• Provide compliance advisory support to business units on regulatory and policy matters.
• Manage relationships with regulatory authorities and respond to regulatory enquiries.
• Lead compliance training programmes to enhance awareness across the organisation.
• Monitor regulatory developments and assess their impact on business operations.
• Collaborate with internal stakeholders to address compliance-related issues and improve control frameworks.
• Conduct internal investigations and ensure effective reporting of compliance breaches.

Requirements

• Bachelor’s degree in Law, Finance, Business Administration, or a related field.
• At least 8 years of experience in compliance within the insurance or financial services industry.
• Strong knowledge of insurance regulations and industry best practices.
• Experience in product compliance, including product approval and regulatory filings.
• Proven ability to interpret regulatory requirements and implement effective compliance strategies.
• Excellent communication and stakeholder management skills.
• Strong analytical and problem-solving abilities.
• Ability to work independently and lead compliance initiatives.
• Fluency in English and Cantonese is preferred.